Tag Archives: fiduciary duty

Does Financial Regulation Equal Greater Investor Protection?

by sturnbull

The Dodd-Frank financial overhaul legislation was passed by Congress and signed into law by the President. What impact does it have for individual retail investors? The consensus among the experts is that it has no immediate benefit for retail investors … Continue reading →

Posted in Attorneys, Scott Turnbull | Tagged Dodd-Frank, fiduciary duty, mandatory predispute arbitration clauses | Leave a comment

Securities law: What investors and advisors should know now

by sturnbull

Welcome to my securities law blog. As an experienced securities litigation attorney and former financial advisor, I am writing to educate and provide information to investors, financial advisors, and others about the financial services industry. The blog provides information on … Continue reading →

Posted in Litigation, Scott Turnbull | Tagged churning, client relationships, discretion, dispute resolution, fiduciary duty, financial advisor, financial services industry, insurance products, investment advisory services, investment products, investor, ponzi scheme, securities litigation, unauthorized trading | Leave a comment

Tag Archives: fiduciary duty

Does Financial Regulation Equal Greater Investor Protection?

Securities law: What investors and advisors should know now

Categories

Crary Buchanan Blogs

Meta